المؤلفون: 韓兆明, Han, Chao-ming

المساهمون: 淡江大學財務金融學系碩士在職專班, 聶建中, Nieh, Chien-Chung

مصطلحات موضوعية: Agency Theory, corporate governance, Operating Performance, Panel smooth transfer model, Supervisor performance ratio, 公司治理, 代理理論, 經營績效, 董監事質押比率, 縱橫迴歸模型

وصف الملف: 144 bytes; text/html

Relation: 參考文獻 一、中文文獻 1. 王元章與張椿柏(2012)，核心代理問題對盈餘管理之影響，會計審計論叢，第2卷，第2期(2012)，頁69-113。 2. 尹賢瑜、童心達與陳沛雨(2014)，經理人與董監事支持股對公司績效之影響-以台灣電子產業為例，真理財經學報，第26期，頁23-52。 3. 江庭均(2010)，綠色企業公司治理與企業績效關聯性之研究，正修科技大學經營管理研究所碩士論文。 4. 呂淑滿(2010)，董監事結構與公司經營績效關聯性研究-縱橫平滑移轉模型之應用，淡江大學財務金融系碩士在職專班碩士論文。 5. 邱正仁、熊大中與高蘭芬(2002)，股權質押與財務危機關聯性之研究，中華會計學刊，第3卷，第1期，頁79-111。 6. 邱重豪(2013)，台灣上市公司董監事質押比率與經營績效之探討：從產業面出發，國立成功大學管理學院高階管理碩士在職專班碩士論文。 7. 林果契(2016)，台股消失的股號啟示錄，下市關鍵就在公司治理，財訊雙週刊，493期，頁166-171。 8. 胡勝正(2016)，台灣的選擇-對董監持股比例相關規定的檢討，中華經濟研究院董事長，工商時報A6。 9. 高蘭芬(2002)，董監事股權質押之代理問題對會計資訊與公司績效之影響，成功大學會計系碩博士班博士論文。 10. 高蘭芬、盧正壽、黃冠智與陳安琳(2012)，公司治理、公司績效與投資策略，中山管理評論，第20卷，第3期，頁849-878。 11. 翁淑育(2000)，台灣上市公司股權結構、核心代理問題及公司價值之研究，輔仁大學金融研所碩士論文。 12. 陳麗娟(2004)，董事會組成、股權結構、關係人交易與企業績效關係之研究-以紡織業及電子業為實證，國立成功大學高階管理碩士在職專班碩士論文。 13. 張雅琳(2004)，我國企業獨立董事機制與經營績效之關聯性研究，大葉大學會計資訊學系碩士論文。 14. 梁信翔(2006)，董監事質押比率之研究，國立台灣大學財務金融研究所碩士論文。 15. 許家昂(2000)，董監事股權質押比率與公司經營績效、融資政策、股利政策關聯性之研究，臺灣大學會計系研究所碩士論文。 16. 黃錦川、朱美珍、張庭瑄與陳怡雯(2011)，大股東與董監事持股交互關係對企業經營績效影響之研究，第17屆資訊管理暨實務研討會年會論文。 17. 陳伊婷(2011)，董監事質押比率與公司經營績效之非線性影響－金融業與一般產業之比較，淡江大學財務金融系碩士班碩士論文。 18. 郭明煬(2013)，董監事股權質押、公司治理與盈餘品質關聯性研究，中國文化大學會計研究所碩士論文。 19. 彭杏如(2009)，一兆台幣的一堂課，遠見雜誌封面故事，頁130-141。 20. 葉銀華、李存修與柯承恩(2002)，公司治理與評等系統，商智文化出版社。 21. 楊麗弘(2000)，臺灣上市公司股權結構與經營績效研究---由董監事持股質押效果論之，長庚大學管理學研究所碩士論文。 22. 熊大中(2000)，我國企業財務危機與董監股權質押關聯性之研究，國立成功大學會計研究所。 23. 劉綠萍(2003)，董監事股權質押的代理問題與公司價值關聯性之研究，臺北大學企業管理學系碩士論文。 24. 劉正淮(2005)，公司治理之價值攸關性研究，國立臺北大學企業管理學系碩士論文。 25. 鄧宇宏(2008)，董監事質押與公司績效關係探討-以縱橫平滑移轉迴歸模型為例，高雄大學經濟管理研究所碩士論文。 26. 謝函娟(2013)，董監事股權質押對公司股票與營運績效之影響－以 Panel Data 驗證，國立高雄第一科技大學風險管理與保險系碩士論文。 27. 闕廷諭、許峰睿與陳育成(2014)，公司經營之探討：考慮公司治理與股權結構的影響，商學學報，第22期，頁67-86。 28. 蘇意婷(2015)，董監事質押行為對公司績效之影響，國立成功大學會計學研究所碩士論文。 二、英文文獻 1. Alford, A., J. Jones, R. Leftwich, and M. Zmijewski (1993), “The Relative Informativeness of Accounting Disclosures in Different Countries,＂Journal of Accounting Research, 31, 183-223. 2. Andrews, D. W. K. and Ploberger, W. (1994), “Optimal Tests When a Nuisance Parameter is Present Only under the Alternative,” Econometrics, 62, 1383-1414. 3. Agrawal, A. and C. R. Knoeber (1996), “Firm Performance and Mechananisms to Control Agency Problems between Managers and Shareholders,” Journal of Financial and Quantitative Analysis, 3, 377-397. 4. Ali, A. and L. Hwang ( 2000), “Country-Specific Factors Related to Financial Reporting 170 and The Value Relevance of Accounting Data,” Journal of Accounting Research, 24, 1-39. 5. Berle and Means (1932), “The Modern Corportation and Private Propert,” Mac-Millan, New York, N. Y. 6. Barnea, A., Haugen, R.A., and Senbet, L.W. (1981), “Market Imperfections, Agency Problems, and Capital Structure: a View.” Financial Management, 10, 7-22. 7. Brealey, Myers (2000). “Principles of Corporate Finanse” McGraw-Hill Higher Education, 224-225. 8. Chen, Y., and Hu, S. (2007), “The Controlling Shareholder’s Personal Leverage and Firm Performance,” Applied Economics 39, 1059–1075. 9. Claessens, S., S. Djankov, and L. Lang (2000), “The Separation of Ownership and Control in East Asia Corporations,” Journal of Financial Economics, 58, 81–112. 10. Drakos, A. A. and F.V. Bekiris (2010), “Research in International Business and Finance,”Research in International Business and Finance, 24(1), 24–38. 11. Faccio M, L. Lang and L.Young (2001), “Dividends and Expropriation,” American Economic Review, 91, 288–307 12. Granger, C. W. J. and Teräsvirta, T. (1993), “Modelling Nonlinear Economic Relationships,” Oxford: Oxford University Press. 13. Gonza''les, A., Teräsvirta, T. and van Dijk, D. (2004), “Panel Smooth Transition Regression Model and an Application to Investment under Credit Constraints,” Working papers. 14. Gonza''les, A., Teräsvirta, T. and van Dijk, D. (2005), “Panel Smooth Transition Regression Models,” Quantitative fiance Research centre, Research Paper 165, 1–33. 15. Hansen, B. E. (1999), “Threshold Effects in Non-Dynamic Panels: Estimation, Testing, and Inference,” Journal of Econometrics, 93(2), 345–368. 16. Hadri, K. (2000), “Testing for Stationarity in Heterogeneous Panel Data,” Economentrics Journal, Vol. 3, 148–161. 17. Hirschey, M. and R. A. Connolly (2005), “Firm Size and The Effect of R&D on Tobin’s Q,” R&D Management, 35(2), 217–223. 18. Jensen and Meekling (1976), “The Value of the Specialist: Empirical Evidence from the CBOE,” Journal of Financial Markets, Vol. 9, 100–118. 19. Jesen, M. C. and R. S. Ruback (1983), “The Market for Corport Control: The Scientific Evidence?” Journal of Financial Economics, 11, 5–50. 20. Jansen, E. S. and Teräsvirta, T. (1996), “Testing Parameter Constancy and Super Exogeneity in Econometric Equations,” Oxford Bulletin of Economics and Statistics, 58(4), 735–763. 21. Luukkonen, R., Saikkonen, P. and Teräsvirt, T. (1988), “Testing Linearity Against Smooth Transition Autoregressive Models,” Biometrika, 75, 491– 499. 22. La Port, R. , F. Lopez-de-SILANES, A. Shleifer and R.Vishny (1988), “Law and Finance,” Journal of Political Economy, 106, 1113–1155. 23. Lundbergh, S., Teräsvirta, T. and van Dijk, D. (2003), “Time-Varying Smooth Transition Autoregressive Model,” Journal of Business and Economic Statistics, 21, 104-121. 24. McConnell, J. J. and H. Servaes (1990), “Additional Evidence on Equity Ownership and Corporate Value,” Journal of Financial Economics, 27(2), 595-612. 25. Phillips, P. C. B.; Perron, P. (1988), “Testing for a Unit Root in Time Series Regression,” Biometrika, 75 (2), 335-346. 26. Teräsvirta, T. (1994), “Specification, Estimation, and Evaluation of Smooth Transition Autoregressive Models,” Journal of the American Statistical Association, 89, 208-218. 27. Teräsvirta, T. (1998),“Modelling Economic Relationships with Smooth Transition Regressions,” in Handbook of applied economic statistics, ed. by A. Ullah, and D. E. A. Giles, 507-552.New York, Marcel Dekker. 28. Walsh, J. P. and Seward, J. K. (1990), “Board of Directors and Tobin’s Q: Evidence from U.K.Firms,” Journal of Finance and Accounting. 2014,2(4), 82-99. 29. Yen, Y. H. and T. S. Lee (2001), “Corporate Governance and Performance:The Case of Taiwan,”The Seventh Asia Pacific Finance Association Annual Conference, Shanghai.; U0002-2506201722255400; http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/114089; http://tkuir.lib.tku.edu.tw:8080/dspace/bitstream/987654321/114089/1/index.html

الاتاحة: http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/114089
http://tkuir.lib.tku.edu.tw:8080/dspace/bitstream/987654321/114089/1/index.html

المؤلفون: 楊美娥, Yang, Mei-O

المساهمون: 臺灣大學: 經濟學研究所, 謝德宗

مصطلحات موضوعية: 外資持股, 董事持股, 持股質押, 質押比率, 金控公司, 公司治理, Foreign Shareholdings, Shares Ratio of Director, Pledged Shares Ratio, Pledged Ratio, Financial Holding Companies, Corporate Governance, manag, eco

Relation: http://ntur.lib.ntu.edu.tw/bitstream/246246/253056/1/ntu-101-P98323010-1.pdf; http://ntur.lib.ntu.edu.tw/handle/246246/253056

الاتاحة: http://ntur.lib.ntu.edu.tw/bitstream/246246/253056/1/ntu-101-P98323010-1.pdf
http://ntur.lib.ntu.edu.tw/handle/246246/253056

المؤلفون: 楊美娥, Yang, Mei-O

المساهمون: 臺灣大學: 經濟學研究所, 謝德宗

مصطلحات موضوعية: 外資持股, 董事持股, 持股質押, 質押比率, 金控公司, 公司治理, Foreign Shareholdings, Shares Ratio of Director, Pledged Shares Ratio, Pledged Ratio, Financial Holding Companies, Corporate Governance

وصف الملف: 1333807 bytes; application/pdf

Relation: http://ntur.lib.ntu.edu.tw/handle/246246/253056; http://ntur.lib.ntu.edu.tw/bitstream/246246/253056/1/ntu-101-P98323010-1.pdf

الاتاحة: http://ntur.lib.ntu.edu.tw/handle/246246/253056
http://ntur.lib.ntu.edu.tw/bitstream/246246/253056/1/ntu-101-P98323010-1.pdf

المؤلفون: 陳伊婷, Chen, Yi-Ting

المساهمون: 淡江大學財務金融學系碩士班, 聶建中

مصطلحات موضوعية: 經營績效, 董監事質押比率, 平滑移轉模型, 代理理論, Performance, Equity pledge ratio, agency problem, Panel Smooth Transition Regression

Relation: 參考文獻 王玉珍 (2002)，「股權結構、董事會組成、資本結構與企業績效關係之研究」，國立中央大學企業管理研究所，碩士論文。 高蘭芬 (2002)，「董監事股權質押之代理問題對會計資訊與公司績效之影響」，國立成功大學會計學研究所，博士論文。 高蘭芬、邱正仁 (2002)，「董監事股權質押對會計盈餘與股票報酬相關性之影響」，臺大管理論叢，第13卷，第1期，頁127-162。 李建然、吳祥華、廖秀梅 (2006)，「董事會結構特性與公司績效關係之研究－兼論台灣家族企業因素的影響」，東吳經濟商學學報，第 54期，頁117-160。 李馨蘋、莊宗憲 (2007)，「公司治理機制與公司績效之實證研究」，東吳經濟商學學報，第57期，頁1-27。 沈中華、池祥麟、池祥萱 (2007)，「公司、金融機構董監事持股質押及大股東現金流量請求權與投票權背離程度對金融機構營運之影響與管理」，金融研究發展基金管理委員會，研究計畫。 林泉源 (2009)，「銀行業股權結構對經營績效、 財務績效與股價之影響」，輔仁管理評論，第6卷，第12期，頁43-76。 姜淑美、林惠萍 (2009)，「股權結構與董事會特性對金控公司經營績效之影響」，2009金融創新與科際整合學術研討會。 倪衍森、廖容岑 (2006)，「家族企業負債代理成本及股利政策之研究-以台灣上市公司為例」，管理與系統期刊，第13卷，第2期，頁153-179。 趙莊敏，戴德昇 (2006)，「台灣股權結構、董事會特性與其經營成本效率之相關性研究」，台灣金融財務季刊，第7輯，第3期，頁95-125。 郭宏達 (2008)，「公司治理對經營績效、股票報酬及系統風險之影響」，國立高雄第一科技大學財務管理系，碩士論文。 陳釧銘 (2009)，「台灣上市公司股權結構集中程度與內部股東持股質押對公司價值之影響」，國立中央大學企業管理研究所，碩士論文。 陳婉菁 (2009)，「金融控股公司之公司治理與經營績效之關係」，國立中正大學財金學系，碩士論文。 劉綠萍 (2003)，「董監事股權質押的代理問題與公司價值關聯性之研究」，國立台北大學企業管理學研究所，博士論文。 鄧榮心 (2010)，「公司治理、股權結構與公司價值的關係－台灣市場受全球金融風暴影響之探討」，國立中正大學財務金融研究所，碩士論文。 蔡信夫、鍾惠民、林詩韻 (2003)，「控制股東代理問題與盈餘資訊內涵之關聯性研究」，當代會計期刊，第4卷，第2期，頁143-168。 Barnhart, S. W. and S. Rosenstein (1998), “Board composition, managerial ownership and firm performance: An empirical analysis,” The Financial Review, 33(4), 1-16. Brander, J. and B. J. Spencer (1989), “Moral hazard and limited liability: implications for the theory of the firm,” International Economic Review, 30(4), 833-849. Cai, J. and Z. Zhang (2011), “Leverage change, debt overhang, and stock prices,” Journal of Corporate Finance, 17(3), 391-402. Claessens, S., S. Djankov and L. H. P. Lang (2000), “The separation of ownership and control in East Asia corporations,” Journal of Financial economics, 58(1-2), 81-112. Claessens, S., S. Djankov, J. P. H. Fan and L. H. P. Lang (2002), “Disentangling the incentive and entrenchment effects of large shareholdings,” Journal of Finance, 57(6), 2741-2771. Chen, A. L. and L. F. Kao (2011), “Effect of collateral characteristics on bank performance: Evidence from collateralized stocks in Taiwan,” Journal of Banking and Finance, 35(2), 300-309. Chen, Z., Y. L. Cheung, A. Stouraitis and A. W. S. Wong (2005), “Ownership concentration, firm performance, and dividend policy in Hong Kong,” Pacific-Basin Finance Journal, 13(4), 431- 449. Demsetz, H. and B. Villalonga (2001), “Ownership structure and corporate performance,” Journal of Corporate Finance, 7(3), 209-233. Denis, D. J. and I. Osobov (2008), “Why do firms pay dividends? International evidence on the determinants of dividend policy,” Journal of Financial Economics, 89(1), 62-82. Drakos, A. A. and F.V. Bekiris (2010), “Research in International Business and Finance,” Research in International Business and Finance, 24(1), 24-38. Fan, P. H. and T. J. Wong (2002), “Corporate ownership structure and the informativeness of accounting earnings in East Asia,” Journal of Accounting and Economics, 33(3), 401-425. Granger, C. W. J. and P. Newbold (1974), “Spurious regressions in econometrics,” Journal of Econometrics, 2(2), 111-120. Gonza''les, A., T. Terasvirta and D. Van Dijk, (2005), “Panel smooth transition regression models,” Quantitative fiance Research centre, Research Paper 165, 1-33. Hansen, B. E. (1996) “Inference when a nuisance parameter is not identified under the null hypothesis,” Econometrica, 64(2), 413-430. Hansen, B. E. (1999) “Threshold effects in non-dynamic panels: Estimation, testing, and inference,” Journal of Econometrics, 93(2), 345-368. Hirschey, M. and R. A. Connolly (2005), “Firm size and the effect of R&D on Tobin''s Q,”R&D Management, 35 (2), 217-223. Im, K. S., M. H. Pesaran, and Y. Shin (2003), “Testing for unit roots in heterogeneous panels,” Journal of Econometrics, 115(1), 53–74. Jensen, M. C. and W. H. Meckling (1976), “Theory of the firm: managerial behavior, agency costs and ownership structure,” Journal of Financial Economics, 3(4), 305-360. Jensen, M. C. and R. S. Ruback (1983), “The market for corporate control: The scientific evidence?” Journal of Financial Economics, 11, 5-50. Kao, L., J. R. Chiou and A. Chen (2004), “The agency problems, firm performance and monitoring mechanisms: The evidence from collateralized shares in Taiwan,” Corporate Governance: An International Review, 12 (3), 389-402. Kesner, I. F. (1987), “Directors'' stock ownership and organizational performance: An investigation of fortune 500 companies,” Journal of Financial Economics, 13(3), 499-508. Kuan, T. H., C. S. Li and S. H. Chu (in Press), “Cash holdings and corporate governance in family-controlled firms,” Journal of Business Research. La Porta, R., F. Lopez-de-Silanes, and A. Shleifer (1999), “Corporate ownership around the world,” Journal of Finance, 54(2), pp. 471-517. Lemmon, M. L. and K. V. Lins (2003), “Ownership structure, corporate governance, and firm value: evidence from the East Asian financial crisis,” Journal of Finance, 58(4), 1445-1468. Levin, A., C. F. Lin, and C. Chu (2002), “Unit root tests in panel data: Asymptotic and finite-sample properties,” Journal of Econometrics, 108(1), 1–24. Maury, B. (2006), “Family ownership and firm performance: Empirical evidence from Western European corporations,” Journal of Corporate Finance, 12(2), 321-341. McConnell, J. J. and H. Servaes (1990), “Additional evidence on equity ownership and corporate value,” Journal of Financial Economics, 27(2), 595-612. Miller, M. H. and F. Modigliani (1961), “Dividend policy, growth, and the valuation of shares,” The Journal of Business, 34(4), 411-433. Morck, R., A. Shleifer and R. W. Vishny (1988), “Management ownership and market valuation: An empirical analysis,” Journal of Financial Economics, 20(1-2), 293-315. Oswald, S. L. and J. S. Jahera (1991), “The influence of ownership on performance: An empirical Study,” Strategic Management Journal, 12(4), 218-228. Phillips, P. C. B. (1986), “Understanding spurious regressions in econometrics,” Journal of Econometrics, 33(3), 311-340. Terasvirta, T. (1994), “Specification, estimation, and evaluation of smooth transition autoregressive models,” Journal of the American Statistical Association, 89(425), 208–218. Terasvirta, T., (1998), “Modelling economic relationships with smooth transition regressions,” in Handbook of applied economic statistics, ed. by A. Ullah, and D. E. A. Giles, 507–552.New York: Marcel Dekker. Yeh, Y. H., T. S. Lee and T. Woidtke (2001), “Family control and corporate governance: Evidence for Taiwan,” International Review of Finance, 2(1&2), 21–48. Yeh, Y. H., C. E. Ko and Y. H. Su (2003), “Ultimate control and expropriation of minority shareholders: New evidence from Taiwan,” Academia Economic Papers, 31(3), 263-299. Yeh, Y. H., T. S. Lee and Y. H. Su (2008), “Family shareholding and corporate value in concentrated-ownership-structure environments,” Taiwan Banking & Finance Quarterly, 9(3), 1-30.; U0002-1606201110415800; http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/73947; http://tkuir.lib.tku.edu.tw:8080/dspace/bitstream/987654321/73947/-1/index.html

الاتاحة: http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/73947
http://tkuir.lib.tku.edu.tw:8080/dspace/bitstream/987654321/73947/-1/index.html

المؤلفون: 王姿曼, Wang, Tzu-man

المساهمون: 淡江大學保險學系保險經營碩士在職專班, 郝充仁, Hao, Chung-jen

مصطلحات موضوعية: 公司治理, 董監事組成結構, 股權結構, 管理型態, 大股東介入股市程度, 公司治理綜合指標, 質押比率, corporate governance, the structure of directors and supervisors, the structure of ownerships, the structure of management, the structure of degree of influence exerted upon the stock market by major shareholders, corporate governance index, pledge ratio

وصف الملف: 143 bytes; application/octet-stream

Relation: 參考文獻 中文部分 1. 吳蕙雯（2002）,「公司治理對IPOs承銷價與上市後股價表現影響之研究」，輔仁大學財務金融學系研究所未出版碩士論文。 2. 黃金澤（2002），「金融控股公司之財務管理及會計稅務處理」，台灣大學財務金融學研究所未出版碩士論文。 3. 陳碧滋（2000），「我國上市公司股價行為與董監事因果關係性之探討」，台灣大學會計學研究所未出版碩士論文。 4. 葉銀華、李存修、柯承恩，2002年11月，「公司治理與評等系統」，商智文化事業股份有限公司出版。 5. 李並光（2003），「金融控股公司合併綜效之研究－以台灣的個案為例」，台灣大學財務金融學研究所碩士論文。 6. 邱厚銘（2004），「公司治理對經營績效與購併行為影響之研究－以金融控股公司為例」，中山大學企業管理學研究所碩士論文。 7. 林子超（2002），「我國金控公司特性與經營績效關係之研究」，政治大學企業管理研究所碩士論文。 8. 賴棚煌（2003），「初探台灣金融控股公司之公司治理評等系統」，東華大學企業管理學研究所碩士論文。 9. 張家溢（2000），「日本獨占禁止法對控股公司之規範」，淡江大學日本研究所博士論文。 10. 洪堅銘（2004），「以公司治理之變數探討台灣金融控股公司之績效」，高雄第一科技大學財務管理研究所碩士論文。 11. 楊昌烈（2005），「台灣金融業引進公司治理制度與風險控制關聯性之研究」，大葉大學國際企業管理研究所碩士論文。 12. 黃秀姿（2005），「自願設立獨立董事、關係人交易與公司價值關聯性之研究：代理理論VS. 訊號發射理論」，大葉大學會計資訊研究所碩士論文。 13. 蔡俊明（2001），「金融控股公司之經營規範與個案探討－以中華開發金融控股公司為例」，政治大學經營管理研究所碩士論文。 14. 何俊明（2003），「公司治理之資訊透明度與績效評核關聯性之研究」，逢甲大學會計與財稅研究所碩士論文。 15. 賴英照（2005），「公開收購的法律規範」，金融風險管理季刊。 16. 劉嘉惠（2004），「公司治理下股權結構與經營績效關係之研究－兼論美、日、韓公司治理制度」，長榮大學經營管理研究所碩士論文。 17. 謝士偉（2005），「金控董監事、外資及官股持股比率與經營績效的關係」，輔仁大學金融研究所碩士論文。 18. 陳麗娟（2004），「董事會組成、股權結構、關係人交易與企業經營績效關係之研究－以紡織業及電子業為實證」，成功大學高階管理碩士在職專班碩士論文。 19. 吳美穎（2004），「內在公司治理機制之探討－股東組成與股權集中度對公司治理績效之影響」，輔仁大學管理學研究所碩士論文。 20. 丁秀儀（2004），「上市公司治理、經營績效與機構投資人投資行為關聯性之研究」，政治大學企業管理研究所博士論文。 21. 陳俊佑（2005），「公司治理對信用評等之影響」，東吳大學國際貿易學系碩士班國際金融組碩士論文。 22. 遲俊銘（2004），「董事會組成與股權結構對高階主管更选、公司價值與績效之關聯性－以台灣上市（櫃）金融業及電子業為例」，成功大學企業管理研究所碩士論文。 23. 張志裕（2005），「董事會特性、資訊揭露與經營績效之關聯性研究」，中原大學企業管理研究所碩士論文。 24. 劉柏昀（2005），「台灣地區創投業治理機制與經營績效關聯性之研究」，南華大學財務管理研究所碩士論文 25. 陳曉惠（2005），「公司治理之資訊透明度對經營績效與股價行為關聯之研究－以金融控股公司為例」，嶺東技術學院財務金融研究所碩士論文。 26. 蔡嘉倩，「關係人與違約連動之影響」，信用資訊月刊第四卷第七期。 英文部分 1. La Porta, R., F. Lopez-de-Silanes, A. Shleifer, and R. W. Vishny, 2000, “Investor protection and Corporate governance,” Journal of Financial Economics 58, 3-27. 2. La Porta, R., F. Lopez-de-Silanes, A. Shleifer, and R. W. Vishny, 1998, “Law and Finance,” Journal of Political Economy 106, 1113-1155. 3. La Porta, R., F. Lopez-de-Silanes, and A. Shleifer, 1999, “Corporate ownership around the world,” Journal of Finance 54, 471-517. 4. Jensen, M. C., and W. H. Meckling, 1976, “Theory of the firm: Managerial behavior, agency cost and ownership structure,” Journal of Financial Economics 3, 305-360. 5. Jensen, M. C., 1993, “The modern industrial revolution, exit and the failure of internal control system,” Journal of Finance 48, 831-880. 6. Basel Committee on Banking Supervision, September 1999, “Enhancing Corporate Governance for Banking Organisations.” 7. Credit Lyonnais Securities Asia, April 2001, “CG Watch: Corporate Governance in Emerging Markets.” 8. Fama, E., and M. Jensen, 1983, “Separation of ownership and control,” Journal of Law and Economics 26, 301-325. 9. Hermalin, B. E., and M. Weisbach, 1998, “The determinants of board composition,” RAND Journal of Economics 19, 589-606. 10. Shleifer, A. and R. Vishny, 1986, “Large shareholders and corporate control,” Journal of Political Economy 94, 461-488. 11. Shleifer, A. and R. Vishny, 1997, “A survey of corporate governance,” Journal of Finance 52(2), 737-783. 12. Oviatt, B. M., 1988, “Agency and transaction cost perspectives on the manager-shareholder relationship: Incentive for congruent interests,” Academy of Management Review 13, 214-225. 13. Cadbury, A., 1999, “What are the trends in corporate governance?” Long Range Planning Journal 32, 12-19. 14. Sherman, B., 1982, “Successful marketing Strategy for high tech firms?” Journal of Retailing 58, 25-43. 15. Weisbach, M. S., 1988, “Outside Directors and CEO Turnover,” Journal of Financial Economics 20, 431-460. 16. Yermack, D., 1996, “Higher market valuation of companies with a small board of directors?” Journal of Financial Economics 40, 185-212. 17. Mangel, R., and H. Singh, 1993, “Ownership structure, board relationship and CEO compensation in large U. S. corporation?” Accounting and Business Research 23, 339-350. 18. World Bank, 1999, “Corporate Governance: A Framework for Implementation-Overview”. 網站資料 1. 證券基金會網站http://www.sfi.org.tw/Corporate_Governance/ 2. 金管會公司網站http://www.sfb.gov.tw/12-1.htm 3. 證券櫃檯買賣中心網站http://www.otc.org.tw/rule/rule.htm 4. 證券交易所網站http://www.tse.com.tw/ 5. 中華公司治理協會網站http://www.cga.org.tw/ 6. 證券暨期貨法令判解查詢系統網站http://www.selaw.com.tw/scripts/NewsDetail.asp?no=J0080001 7. 全國法規資料庫網站http://law.moj.gov.tw/ 8. Standard & Poor’s網站http://www.standardpoor.com 9. OECD網站http://www.oecd.org/daf/corporate/principles; U0002-0202200713452000; http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/32397; http://tkuir.lib.tku.edu.tw:8080/dspace/bitstream/987654321/32397/1/

الاتاحة: http://tkuir.lib.tku.edu.tw:8080/dspace/handle/987654321/32397
http://tkuir.lib.tku.edu.tw:8080/dspace/bitstream/987654321/32397/1/

المؤلفون: 李芸芳, Lee, Yun-Fang

المساهمون: 高階管理碩士在職專班, 陳耀光, Chen, Yaw-Kuang

مصطلحات موضوعية: financial factors, risk indicators for Taiwanese firms, percentage of pledged shares held by directors a, financial crisis, back-propagation neural network, Logistic regression, Discriminant function, non-financial factors, 區別函數, 倒傳遞神經網路, 台灣公司風險指標, 羅吉斯迴歸, 非財務因素, 董監事質押比率, 財務危機, 財務因素, eco, manag

Relation: http://ir.lib.ncku.edu.tw/handle/987654321/26984

الاتاحة: http://ir.lib.ncku.edu.tw/handle/987654321/26984

المؤلفون: 梁信翔, Liang, Hsin-Hsiang

المساهمون: 李存修, 臺灣大學：財務金融學研究所

مصطلحات موضوعية: 公司治理, 董監事質押比率, corporate governance, equity pledge ratio of directors and supervisors

وصف الملف: 354579 bytes; application/pdf

Relation: 【參考文獻】 中文部分 楊麗弘，民88，臺灣上市公司股權結構與經營績效研究－由董監事持股質押效果論之，長庚大學管理學研究所碩士論文。 韓千山，民88，大股東訊息優勢、股票質押與下單策略，國立臺灣大學財務金融學研究所博士論文。 王嘉穎，民89，我國上市公司財務危機與監理機制之關聯性研究—實質所有權之探討，國立臺灣大學會計學研究所碩士論文。 俞秀美，民89，財務危機模型之研究—考慮背書保證及董監事質押因素，中原大學會計學研究所碩士論文。 許加昂，民89，董監質押比率與公司經營績效、融資政策、股利政策關聯性之研究，國立臺灣大學會計研究所碩士論文。 熊大中，民89，我國企業財務危機與董監股權質押關聯性之研究，國立成功大學會計研究所碩士論文。 吳秉恩，民90，臺灣電子業上市公司內部關係人股權質押與股價關係之研究，國立高雄第一科技大學財務管理研究所碩士論文。 高蘭芬，民91，董監事股權質押之代理問題對會計資訊與公司績效之影響，國立成功大學會計學研究所博士論文。 趙玉清，民91，董監持股質押對公司現金增資資訊內涵及財務結構關係之研究，國立政治大學會計學研究所碩士論文。 劉綠萍，民92，董監事股權質押的代理問題與公司價值關聯性之研究，國立台北大學企業管理研究所博士論文。 蘇莞婷，民93，控制股東的質押行為與公司績效，國立臺灣大學財務金融研究所碩士論文。 楊淑昭，民94，董監事淨持股與公司經營績效關聯性之研究，逢甲大學經營管理研究所碩士論文。 英文部分 Chang, E. C. and J. M. Pinegar, 1989, Seasonal Fluctuations Industrial Production and Stock Market Seasonals, Journal of Financial and Quantitative Analysis 24: 59-74 Chen, Y. and S. Hu, 2001, The controlling shareholder’s personal stock loan and firm performance, working paper, National Taiwan University Claessens, S., S. Djankov, and L. Lang, 2000, The separation of ownership and control in East Asia corporations, Journal of Financial Economics 58: 81-112 Faccio M, L. Lang and L. Young, 2001, Dividends and expropriation, American Economic Review 91: 54-78 Fama, E., 1980, Agency problems and the theory of the firm, Journal of Political Economy 88: 288-307 Jensen, M. and R. Ruback, 1983, The market for corporate control: The scientific evidence, Journal of Financial Economics 11: 5-50 Jensen,M. and W. Meckling, 1976, Theory of the firm: Managerial behavior, agency costs, and ownership structure, Journal of Financial Economics 3: 305-360 Kesner, I, 1987, Directors’ stock ownership and organizational performance: An investigation of Fortune 500 companies, Journal of Management 13: 499-508 La Porta, R., F. Lopez-de-Silanes, and A. Shleifer, 1999, Corporate ownership around the world, Journal of Finance 54: 471-517 Leland, H. and D. Pyle, 1977, Informational asymmetrics, financial structure, and financial intermediation, Journal of Finance 32: 371-388 Lee, B. S., 1992, Causal Relationships among Stock Returns, Interest Rates, Real Activity, and Inflation, Journal of Finance 47: 1591-1604 Morck, R., A. Shleifer, and R. Vishny, 1988, Management ownership and market valuation: An empirical analysis, Journal of Financial Economics 20, 293-315 Oswald, S. and J. Jahera, 1991, The influence of ownership on performance: An empirical study, Strategic Management Journal 12: 321-326 Stulz, R. M., 1988, Managerial control of voting right: Financial policies and the market for corporate control, Journal of Financial Economics 20: 25-54 Shleifer, A. and R. Vishny, 1997, A survey of corporate governance, Journal of Finance 52, 117-142 Yeh, Y. H. and T. S. Lee, 2001, Corporate governance and performance: The case of Taiwan, The Seventh Asia Pacific Finance Association Annual Conference, Shanghai; zh-TW; http://ntur.lib.ntu.edu.tw/handle/246246/60732; http://ntur.lib.ntu.edu.tw/bitstream/246246/60732/1/ntu-95-R93723052-1.pdf

الاتاحة: http://ntur.lib.ntu.edu.tw/handle/246246/60732
http://ntur.lib.ntu.edu.tw/bitstream/246246/60732/1/ntu-95-R93723052-1.pdf

المؤلفون: 劉仙慧, Liu, Shien-Hui Alice

المساهمون: 林修葳, 臺灣大學：國際企業學研究所

مصطلحات موضوعية: 財務危機預測模型, 董監事持股質押比率, 外資投資比重, foreign investment ratio, financial distress prediction model, pledge ratio by board members, eco, stat

Relation: http://ntur.lib.ntu.edu.tw/handle/246246/60355

الاتاحة: http://ntur.lib.ntu.edu.tw/handle/246246/60355

المؤلفون: 劉仙慧, Liu, Shien-Hui Alice

المساهمون: 林修葳, 臺灣大學：國際企業學研究所

مصطلحات موضوعية: 財務危機預測模型, 董監事持股質押比率, 外資投資比重, foreign investment ratio, financial distress prediction model, pledge ratio by board members

Relation: References English: Altman, E. I. 1968. Financial ratios, discriminant analysis and the prediction of corporate bankruptcy. The Journal of Finance 23 (September): 589-609. Altman, E. I. 1993. Corporate financial distress and bankruptcy : a complete guide to predicting & avoiding distress and profiting from bankruptcy. Wiley Finance Edition. Altman, E. I. 1994. Corporate distress diagnosis: Comparisons using linear discriminant analysis and neural network (the Italian experience). Journal of Banking and Finance 18: 505-529. Altman, E. I. and Saunders, A. 1998. Credit risk measurement: Developments over the last 20 years. Journal of Banking and Finance 21: 1721-1742. Aziz, M. A. and Dar, H. A. 2004. Predicting corporate financial distress: whither do we stand. Department of Economics, Loughborough University. Economic Paper for 2004. Beaver, W. H. 1966. Financial ratios as predictors of failure. Empirical research in accounting: selected studies. Journal of Accounting Research 4 (Supplement). Flagg, J. C.; Giroux, G. A.; and Wiggins, C. E. Jr. 1991. Predicting corporate bankruptcy using failing firms. Review of Financial Economics 1: 67-78. Gilbert, L. R.; Krishnagopal, M.; and Schwartz, K. B. 1990. Predicting bankruptcy for firms in financial distress. Journal of Business Finance and Accounting 17 (Spring):161-171. Hopwood, W.; McKeown , J. C.; and Mutchler, J. F. 1989. A test of the incremental explanatory power of opinions qualified for consistency and uncertainty. The Accounting Review 66:28-48. Johnson, S., P. Boone, A. Breach, and E. Friedman, 2000, “Corporate Governance in the Asian Financial Crisis,” Journal of Financial Economics 58, 141-186. Johnsen, T. and Melicher, R. W. 1994. Predicting corporate bankruptcy and financial distress: information value added by multinomial logit models. Journal of Economics & Business 46:269-286. Lee, T. S.; Yeh, Y. H.; Liu, R. T. 2003. Can corporate governance variables enhance the prediction power of accounting-based financial distress prediction models. Center of Economic Institutions. Working Paper Series. Mensah, Y. M. 1983. The differential bankruptcy predictive ability of specific price level adjustments: Some empirical evidence. The Accounting Review LVIII(April):228-246. Ohlson, J. A. 1980. Financial ratios and the probabilistic prediction of bankruptcy. Journal of Accounting Research 18(Spring):109-130. Platt, H. E. and Platt, M. B. 1990. Improving ex ante bankruptcy classification using stable predictive variables. Journal of Business Finance and Accounting 17:31-51. Platt, H. E. and Platt, M. B. 1991. A note on the use of industry-relative ratios in bankruptcy prediction. Journal of Banking and Finance 15:1183-1194. Poston, K. M.; Harmon, W. K.; and Gramlich, J. D. 1994. A test of financial ratios as predictors of turnaround versus failure among financially distressed firms. Journal of Applied Business Research 10: 41-56. Prowse, S., 1998, “Corporate Governance: Emerging Issues and Lessons from East Asia,” Responding to the Global Financial Crisis─World Bank mimeo. Rajan, R. G., and Zingales L. 1998. "Financial Dependence and Growth." American Economic Review 88 (June) pp. 559-586. Rose, R. S.; Andrews, W. T.; and Giroux, G. A. 1982. Predicting business failure: A macroeconomic perspective. Journal of Accounting, Auditing, and Finance (Fall): 20-31. Zavgren, C. 1983. The prediction of corporate failure: The state of the art. Journal of Accounting Literature 2: 1-35. Chinese: Chen, C. E. 2002. The relationship between foreign investment ratio, company characteristics and company values. National Chung Cheng University. Unpublished thesis. Chen, I. C.; Lin, C. T.; Wu, C. H. 2001. Analysis of financially distressed company cases in Taiwan. Research publication of Taiwan Security Exchange Corporation. Hsiung, T. C. 2000. A Study on the Relationship between Financial Distress and Securities Collateral. National Cheng Kung Univeristy. Unpublished thesis. Hsu, H. C. 2000. A study on the ownership structure of Taiwan’s financially distressed companies. National Central University. Unpublished thesis. Shen, Y. J. 2002. The preference of foreign capital about stock character in Taiwan. Tamkang University. Unpublished thesis. TSEC. 2000. Analysis of financially distressed public companies in Taiwan. Research publication of Taiwan Security Exchange Corporation. Wang, Y. L. 2003. The influence of foreign capital in Taiwan stock market. National Chengchi University. Unpublished thesis. Wu, P. E. 2001. The Relationship between the Insiders’ Pledge ratios of Taiwan Electronic Listed. National Kaohsiung First University of Science and Technology. Unpublished thesis.; en-US; http://ntur.lib.ntu.edu.tw/handle/246246/60355

الاتاحة: http://ntur.lib.ntu.edu.tw/handle/246246/60355